SEC Puts Tokenized Securities and ‘Super Intelligence’ on Its FY2027 Exam Agenda
Photo: Blockchain Reporter
Every autumn, the people who run compliance programs at fund shops, broker-dealers, and clearing houses read the same document and ask the same question: where is the examiner pointing next? On Thursday, the U.S. Securities and Exchange Commission handed them the answer, and two phrases stood out from the page that were not there a year ago — “super intelligence” and “tokenization.” The SEC’s Division of Examinations published its Fiscal Year 2027 examination priorities on 23 October, laying out eight areas where its examiners will concentrate across a register of more than 34,000 firms — investment advisers, broker-dealers, clearing agencies…
Source: Blockchain Reporter
