SEC Division of Examinations Adds Tokenization to Fiscal 2027 Priorities
Photo: TokenPost
The Securities and Exchange Commission's Division of Examinations has added tokenization to its fiscal 2027 review agenda, placing the subject in work involving clearing agencies and systems examined under Regulation Systems Compliance and Integrity (SCI). The SEC announced the priorities Friday, Oct. 23. The program covers more than 34,000 registrants, including investment advisers, investment companies, broker-dealers, clearing agencies, transfer agents and other entities. Clearing-agency reviews will cover policies, procedures, processes and controls. Listed areas include tokenization, risk management of defaults, recovery and wind-down, securities lending, and operations.
Source: TokenPost
