SEC puts tokenization risks on its fiscal 2027 examination list

Photo: crypto.news
The U.S. Securities and Exchange Commission has included tokenization risks in its fiscal 2027 examination priorities, setting out areas of scrutiny across a program covering more than 34,000 registrants. The SEC has included tokenization risks in its fiscal 2027 examination priorities. Clearing agencies and entities covered by Regulation SCI face explicit tokenization reviews. The priorities create no new legal obligations or changes to existing securities laws. Broker-dealer examinations will cover trading practices, supervision, financial responsibility and AML compliance. The SEC announced the priorities on Oct.
Also reported by The Defiant.
Source: crypto.news




