SEC to Host Virtual Compliance Seminar for Investment Firms in November 2026
Photo: Blockchain.News
The Securities and Exchange Commission (SEC) has announced that it will host a virtual National Compliance Outreach Seminar for investment companies and investment advisers on November 19, 2026. According to the SEC's October 6, 2026 press release, the event is part of its ongoing Compliance Outreach Program. This seminar is designed to assist chief compliance officers (CCOs) and senior officers at registered firms in improving their compliance strategies. The program will provide a platform to discuss practical compliance issues, share experiences, and learn about effective practices.
Source: Blockchain.News
